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U.S. Attorney and SEC Enforcement Actions

Home > Practices > Securities Litigation U.S. Attorney and SEC Enforcement Actions

Gibson Dunn is a leader in defending companies and individuals facing investigations by the U.S. Department of Justice, the SEC, Attorneys General, and other federal and state regulatory agencies.  Many of our finest representations are the cases that are never brought and hence that we cannot mention. 

By way of example, however, we have represented directors, officers, issuers, underwriters and auditors in enforcement matters, including publicly disclosed proceedings involving Amazon.com, Homestore.com, Huntington Bancshares, Inc., Informix, Janus Capital Group, Mirant, PNC Financial Corporation,  Sabre, Sunbeam, Tenet Healthcare, TimeWarner, Tyco and Waste Management, Inc.  In addition, we represented the National Association of Securities Dealers in a two-year probe of trading activities by the SEC and the Antitrust Division of the Department of Justice -- one of the largest SEC investigations in recent history.

Our lawyers also routinely represent clients before FINRA (formerly NASD), New York Stock Exchange, and other regulatory and self-regulatory organizations.

 

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