Enforcement Action on Section 13(d) Disclosure Requirements For Institutional Investors Clarifies Exception for ‘Ordinary Course of Business’

August 31, 2009

New York partner Mark K. Schonfeld, Orange County partner James Moloney and Denver associate Monica K. Loseman are the authors of "Enforcement Action on Section 13(d) Disclosure Requirements For Institutional Investors Clarifies Exception for ‘Ordinary Course of Business’" [PDF] published in the August 31, 2009 issue of BNA’s Securities Regulation & Law Report.

Reproduced with permissions from Securities Regulation & Law Report, 41 SRLR 35 (Aug. 31, 2009).  Copyright 2009 by The Bureau of National Affairs, Inc. (800-372-1033) http://www.bna.com