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Home > Publications > The Impact of the Dodd-Frank Act on the Securities Industry: What Broker-Dealers and Investment Advisers Need to Know

The Impact of the Dodd-Frank Act on the Securities Industry: What Broker-Dealers and Investment Advisers Need to Know 

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Washington, D.C. of counsel Susan K. Grafton is the author of "The Impact of the Dodd-Frank Act on the Securities Industry: What Broker-Dealers and Investment Advisers Need to Know" [PDF] published by Thomson Reuters' Informer magazine in the Autumn 2010, Issue 15 edition. 

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