Publications - Gibson Dunn

Publications

Our lawyers provide sophisticated analysis, practical guidance and thought leadership on a wide range of topics. We encourage our readers to review this collection of client alerts, articles and white papers and benefit from the authors’ exceptional experience, market knowledge, practiced judgment and singular insights.

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SEC Releases FAQs on JOBS Act Provisions Relating to Research Analysts and Underwriters

On August 22, 2012, the SEC's Division of Trading and Markets (the "Staff") released Frequently Asked Questions ("FAQs") providing the Staff's views on provisions of the Jumpstart Our Business Startups Act ("JOBS Act") relating to research analysts and underwriters.

Client Alert | September 4, 2012

Your Witness: The issue of paying fact witnesses most commonly concerns former or current employees of a party in litigation

Los Angeles partner Marcellus McRae and associate Kim Nortman are the authors of "Your Witness: The issue of paying fact witnesses most commonly concerns former or current employees of a party in litigation" [PDF] published in the September 2012 issue of Los Angeles Lawyer.

Client Alert | September 1, 2012

Chief Executive Legal Guide: Corporate Law

Gibson Dunn partners Steven Buffone, Scott Calfas, Peter Hanlon, Mark Lahive, and Peter Wardle, and associates Michael Davis and Katherine McCord are the authors of "Corporate Law" [PDF] which appeared as Chapter 6 in the Chief Executive Legal Guide Legal Guide.

Client Alert | September 1, 2012

Chief Executive Legal Guide: White Collar Criminal Law

Gibson Dunn partners George Brown, Marcellus McRae and Debra Wong Yang, and associates Daniel Chirlin, Tzung-Lin Fu, Stephenie Gosnell Handler, Kacie Lally, Justin Liu, Meredith Smith, Daniel Weiss, and Susannah Stroud Wright are the authors of "White Collar Criminal Law" [PDF] which appeared as Chapter 1 in the Chief Executive Legal Guide.This chapter is part of the Chief Executive Legal Guide and is reproduced with permission from Chief Executive Group, LLC.

Client Alert | September 1, 2012

The JOBS Act: What It Means for Capital Markets Practices and Capital-Raising Strategies

New York partner Glenn Pollner is the author of "The JOBS Act: What It Means for Capital Markets Practices and Capital-Raising Strategies" [PDF] appearing as a chapter in the 2012 Edition of Aspatore's Inside the Minds: Recent Developments in Securities Law.

Client Alert | September 1, 2012

An Expert’s View

New York partner Eduardo Gallardo is the author of "An Expert's View" [PDF] published in the September 2012 issue of PLC's Practical Law The Journal.

Client Alert | September 1, 2012

SEC Proposes Amendments to Permit Advertising in Rule 506 and Rule 144A Offerings

On August 29, 2012, the Securities and Exchange Commission (the "SEC" or the "Commission") proposed rules to implement Section 201(a) of the Jumpstart Our Business Startups (JOBS) Act, which requires the SEC to eliminate the prohibition against general solicitation and general advertising (together, "general solicitation") in securities offerings conducted pursuant to Rule 506 of Regulation D under the Securities Act of 1933 (the "Securities Act") and Rule 144A under the Securities Act.

Client Alert | August 31, 2012

Government Contractors Beware: Recent Federal Appellate Decisions Are Sure to Fuel Increased FCA Litigation

Two recent federal appeals court decisions are sure to fuel the already explosive growth of False Claims Act litigation and suggest that the courts are out of touch with the realities of today's Government contracting world. First, in U.S.

Client Alert | August 28, 2012

SEC Adopts Conflict Minerals Rules

The Securities and Exchange Commission ("SEC" or "Commission") on August 22, 2012 adopted final rules regarding disclosure and reporting requirements with respect to the use of "conflict minerals" to implement Section 1502 of the Dodd-Frank Act.  The final rules were adopted by a vote of 3 to 2, with Commissioners Paredes and Gallagher dissenting.   The 356 page adopting release containing the final rules is available here.  Gibson Dunn will issue a more extensive client alert in the near future with a more detailed discussion and analysis of the rules.  However, from the discussion at the Commission meeting and a Commission briefing paper, we note a few significant points: The final rules apply to any issuer that files repor

Client Alert | August 23, 2012

PCAOB Adopts New Audit Standard on Communications with Audit Committees

At an open meeting held on August 15, 2012, the Public Company Accounting Oversight Board ("PCAOB") voted to approve new Auditing Standard No.

Client Alert | August 17, 2012

New Iran Sanctions Legislation: Tighter Restrictions on Indirect Dealings and Enhanced Reporting Obligations

On Friday, August 10, 2012, President Obama signed the Iran Threat Reduction and Syria Human Rights Act (the "Act"), greatly expanding the scope of Iran sanctions.  According to Representative Ileana Ros-Lehtinen, a principal proponent, the Act "seeks to tighten the chokehold on the regime beyond anything that has been done before."  Among its most important provisions, the Act places tighter restrictions on U.S.

Client Alert | August 14, 2012

2012 Mid-Year Securities Litigation Update

The past six months have seen securities class action filings increase slightly, and settlements decline dramatically, as the average settlement amount is reaching historic highs.  The Supreme Court will decide two cases in the coming year that will be significant for securities litigation; at the same time, the lower courts are applying last year's significant Supreme Court decisions in different contexts.  The first half of 2012 has not seen the series of landmark Supreme Court decisions that were handed down in 2011, but it has been a significant period as lower courts apply these decisions in different areas and in a number of different contexts.  And the Supreme Court did decide one case--Credit Suisse Securities (USA) LLC v. Simmonds, 132 S.

Client Alert | August 13, 2012

Revised Policy on Downstream Investment by Foreign-Owned Indian Banking Companies

The Government of India ("Government") has revised its policy in relation to downstream investments by banking companies incorporated in India that are owned and/or controlled by non-residents or non-resident entities ("Revised FDI Policy").

Client Alert | August 13, 2012

Transparencia en Internet

Brussels partner Andres Font Galarza is the author of "Transparencia en Internet" [PDF] published in Diario Perfil on August 11, 2012.

Client Alert | August 11, 2012

From the Shareholders’ Spring to the Autumn of Activism . . . Power without Accountability

(A look at the latest developments in activism and related regulations in the UK and EU) This alert discusses some of the recent regulatory developments and debate in the UK and at EU level which may have an impact on institutional investors (asset managers and asset owners) and public companies and takes a look at some examples of investor activism in these jurisdictions.

Client Alert | August 10, 2012

Emerging State Fracking Regulations

Washington, D.C. partner Michael Murphy and associate Claudia Barrett are the authors of "Emerging State Fracking Regulations" [PDF] published in Law360 on August 6, 2012, at www.Law360.com.

Client Alert | August 6, 2012

The Availability of Common Law Privileges for Witnesses in Congressional Investigations

Washington, D.C. partner Michael Bopp and associate DeLisa Lay are the authors of “The Availability of Common Law Privileges for Witnesses in Congressional Investigations” [PDF] published in the Summer 2012 issue of the Harvard Journal of Law & Public Policy.

Article | August 6, 2012

Impact and Analysis of the CFTC’s Final Rule Relating to the End-User Exception to the Clearing Requirement for Swaps

This alert focuses on the recent approval by the Commodity Futures Trading Commission ("CFTC") of the final rules relating to the end-user exception to the mandatory clearing requirements, what the rule means for end-users, and the effects that the final rule has for various swaps and entities.  Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Dodd-Frank Act") provided non-financial end-users that use derivatives to hedge or mitigate their commercial risks an exception from the Dodd-Frank Act's clearing requirements.  While Title VII of the Dodd-Frank Act provides and the CFTC's final rule implements an exception for qualifying non-financial swap end-users with respect to clearing and trading requirements, regulators have not

Client Alert | August 3, 2012

Law Firms and Cyber Security: A Titanic Risk

Dallas partner Karl Nelson and associate Michael Sukenik are the authors of "Law Firms and Cyber Security: A Titanic Risk" [PDF] published in the August 2012 issue of the Internet Law & Strategy Newsletter.

Client Alert | August 1, 2012

The Long Arm of the Bribery Act

London partner Patrick Doris and associate Mark Handley are the authors of "The Long Arm of the Bribery Act" [PDF] published in The Lawyer on July 30, 2012.

Client Alert | July 30, 2012